Tom Auchterlonie
The recent hire joins from MUFG Investor Services, where she also worked in the fund finance space.
Advertising/marketing ranked as the 'hottest' topic for a second straight year in an annual survey conducted by ACA Group, Yuter Compliance Consulting and the Investment Adviser Association.
Funds administrator looks to enhance European presence with its top staffer.
Strengthening retention with transparency tools.
PE firm’s co-founder cites complexity in the compliance space as a reason for investing in consultancy Optima.
Advisers should brace for tougher SEC scrutiny of expert networks for MNPI
SEC alumni at ACA webinar say detailed notes of calls and 'chaperoning' are the best protective steps against potential enforcements.
Selection follows slew of top management updates made due to firm’s growth.
An Intertrust Group survey shows gaps in expectations regarding how often to make performance and ESG data available.
The new hire will head up the compliance consultant’s ESG strategy and vision for Europe.