Bill Myers
The commission's Asset Management Advisory Committee has issued a series of recommendations that would help open up the market even wider to retail investors.
States want beneficial owners on Form D.
Carried interest, capital gains and SALT all sting but worse may be coming.
'A lot of fees and potential conflicts inherent,' Chairman says
Momentus CEO Mikhail Kokorich and his SPAC backers misled investors about Kokorich's national security 'threat,' the Commission claims.
'If there’s even the remotest notion that something could cause a disclosure issue, put it in.'
SEC commissioner says the Division of Examinations’ recent alert 'raises questions of its own.'
Registered investment advisors are struggling with ESG disclosures and their policies and procedures, the SEC said in a new risk alert.
Michael Cohn will spend the next nine months under house arrest after he admitted to creeping into the Commission's database.
The sword of Damocles has dropped on the principals behind GPB Capital. Federal prosecutors have indicted, the SEC is suing.