Bill Myers
Regulators are focused on prior deficiencies, discipline, leadership changes and ‘market stresses.'
Regulators overstepped, six trade groups claim in new complaint filed in Fifth Circuit.
With two major rule packages pending, SEC presses firms on how they are managing cyber-risks.
On accelerated monitoring fees and indemnities, regulators discover they’ve had the power all along – bad news for those who would have challenged the relevant initial proposals from the SEC in court.
The commission's new rules are softer than the original proposal, but still impose rigid disclosures on exempt advisers.
SEC to finalize private funds rule Wednesday, pivotal months loom for industry.
Tempting (and fraught) market beckons.
Gloom settles in on both sides of the debate over SEC reforms.
'Greenwashing' a target-rich environment.
GPs will soon have to report on sponsor-initiated secondaries deals within 60 days from the end of each quarter, after the US regulator voted through the proposals Wednesday.