Bill Myers
New guidelines clear away a web of no-action letters and provide new guidance, possibly opening up the opportunity for private funds to innovate, but coming with their own complexities.
New Jersey Democrat Josh Gottheimer has raised more money from private equity, hedge funds and venture capital funds than any other House candidate.
A 'framework' approach, summa of chairman Jay Clayton's SEC career, comes over Democratic objections.
The ground being laid in the US to welcome retail investors into alternatives is rocky. Where mid-market managers fit is an open question.
SEC chairman Jay Clayton wants an overhaul of the advertising rule that would bring private funds into scope by year end. The proposal has industry representatives up in arms.
The Office of Compliance Inspections and Examinations’ private funds risk alert is not only a warning to the industry, but also a sign of where enforcement is heading.
SEC passes rule that supporters hope will attract more retail investors into private capital markets.
The SEC has widened the definition of accredited investor in the hopes of bringing more ordinary people into the $23trn private funds market.
The pandemic has millions working from home but it's no time to get 'complacent' with compliance, experts say in the wake of an SEC alert.
The Office of Compliance Inspections and Examinations issued a warning about increasing cyber risks to registrants with the Securities and Exchange Commission, and outlined six areas they should review.