Bill Myers

The US House's $1.4trn budget gives free rein to SEC chairman Jay Clayton to pursue Reg BI, but it forbids corporate spending disclosure rules.

At its peak, more than five dozen broker-dealers signed on to sell GPB's funds. The B-Ds earned commissions of between 8% and nearly 12%, SEC records show.

IIG's flagship hedge fund amounts to a Ponzi scheme, the SEC alleges.

Embattled private fund adviser GPB Capital says it will not be able to publish its financial reports by the year’s end and that the company’s audit committee has resigned. The company is blaming its latest problems on the indictment of its CCO, Michael Cohn, a former SEC official accused of trading sensitive details of ongoing […]

GPB says it was 'stunned' by Michael Cohn's indictment.