The SEC’s new marketing rule is a top concern for CCOs, with more than three quarters of respondents to the 2022 Investment Management Compliance Testing Survey naming advertising/marketing as the “hottest” compliance topic this year, Tom Aucterlonie reports.
Petra Funds Group has tapped the former European general counsel and head of ESG at Riverstone to lead its new London office and build the firm’s European presence, Tom Auchterlonie reports.
Email prepared by Jennifer Banzaca