Final regs have come out governing compliance with the Golden State’s Consumer Privacy Act. They largely contain good news for investment advisors that already must comply with the SEC’s Reg S-P, writes Carl Ayers. The news grows even brighter for firms that don’t sell their client’s private data, which would include most investment advisors.
But there are still some must-dos: read the full article to read about how various firms are approaching compliance.
Want more context? Read this deep dive from last year on the wave of privacy laws heading in the direction of private equity firms.