Is your firm facing an exam from the SEC? Igor Rozenblit, former co-head of the regulator’s Private Funds unit, offers tips on how to pass it, Madeleine Farman reports.
Email prepared by Tom Auchterlonie
Igor Rozenblit’s three tips for passing an SEC exam.
Is your firm facing an exam from the SEC? Igor Rozenblit, former co-head of the regulator’s Private Funds unit, offers tips on how to pass it, Madeleine Farman reports.
Email prepared by Tom Auchterlonie
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