New SEC proposals said to be in the works

Regulation: SEC chairman Gary Gensler is pushing Commission staff to come up with new rule proposals that would change the definitions of accredited investors and shareholder of record. Bill Myers reports.

And a survey taken at a recent EisnerAmper webinar suggests that firms are, as yet, unprepared for any final rules the SEC produces from its recent proposals, and that market players expect the regulator’s ESG proposals to be the hardest to implement.

Fund Finance: Today I’m at the Fund Finance Association’s European Symposium in London. If you’re here and see me around, come say hi!

Email prepared by Graham Bippart