‘No reason to think’ SEC won’t scrutinize your valuations process

New SEC rule 2a-5 may not just be for registered investment companies after all.

In this article, Duff & Phelps’ David Larsen shares why he thinks the Securities and Exchange Commission is likely to scrutinize private funds’ valuations processes next year, even though the passing of its new rule 2a-5 is focused on registered investment company boards’ roles and responsibilities in fair valuations.

Email prepared by Graham Bippart