SEC notes ESG failures; Secondaries advisors directory update

SEC issues ESG risk alert; Updating our secondaries advisors directory.

ESG compliance: The Securities and Exchange Commission issued a risk alert saying that some portfolio managers’ ESG practices are falling short of expectations, but offered some tips gleaned from firms the regulator found to be up to snuff.

Secondaries: We are continuing apace with our call for those who wish to be added to (or have their information updated on) our various directories. Next up: secondaries advisors. Get in touch with me at the email below.

Email prepared by Graham Bippart