SEC settlement reflects 2021 priorities boxes; calling all tech-based service providers

Valuations practices and conflicts of interest are in the regulatory crosshairs this year.

Compliance: A recent settlement by a private equity firm with the Securities and Exchange Commission over its valuations practices and conflicts of interest checks all the boxes for the regulator’s 2021 priorities, writes Bill Myers.

Directories: We’re updating our various directories, and first up is our list of tech-based service providers. Get in touch with me at the email address below if you’d like to be added to the list, or if you’d like to update your existing information!

Email prepared by Graham Bippart