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The intimidation against Neff, a former compliance officer, peaked two years ago, just days before she was due to hold a news conference in New York to talk about her allegations of fraud.
SEC commissioner Caroline Crenshaw
Commissioner at powerful US regulator says it is 'particularly important' for public firms to assess whether internal accounting controls are 'sufficient' when it comes to climate risk.
'Hundreds of billions of dollars in fees and expenses are standing between investors and businesses.'
Registered advisers struggle with registration, fees, valuations, conflicts of interest and MNPI, Commission data shows
Affiliate title Buyouts checked in with several PE firms to find out how recent covid-19 and vaccine developments affected their return to office policy and safety protocols.
No Limit Capital co-founder and CEO Neno Raic.
No Limit Capital CEO Neno Raic believes his firm has created a more efficient and cost-effective financing approach.
Dechert report dry powder competition private equity
Tax changes in the US, China’s crackdown on high-growth sectors and Europe’s increasing protectionist policies will also impact dealflow, according to Dechert.
Regulatory changes in Europe are accelerating the shift towards sustainable finance in private markets, but may also be exacerbating 'greenwashing,' argues Simon Witney, a senior consultant at law firm Travers Smith.
Gensler’s overarching goal, he said, is to 'bring more sunshine and competition to the private funds space.'
Unigestion Emerging Managers Europe Conference
From bad leaver clauses to provisions on launching successor funds, protections are in place for investors backing first-time vehicles, a panel heard at Unigestion’s emerging managers conference.
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