Regulation

New guidance on 506 (c) registered funds might lead to greater transparency and flexibility in marketing, according to Clare Burrows, Joshua Clarkson and Philip Walters at Prosek Partners.

There is an often-overlooked $17trn market where the mid-market and smaller managers can compete within their own weight class for retirement capital, writes Eric Satz, founder and CEO of self-directed IRA platform Alto.

While the EO is encouraging, significant regulatory and legal hurdles remain before it can be fully implemented, point out some PE pros.

GPs still rely on human oversight to avoid costly errors in regulatory filings or investor communications.

GPs face hurdles in areas pertaining to LP relations and compliance, according to a recent survey by the index and data provider.

Predictions greeted the new administration, forecasting that some proposals would surely be withdrawn but the 14 coming at the same time must surprise even the most ardent SEC critic

The private funds industry is waiting to see how much the Trump administration breaks with its predecessor’s antitrust priorities.

Affiliate title Regulatory Compliance Watch has obtained its first copy of an SEC examination document request letter sent to an adviser after the new Trump administration took office and it confirms that adviser advertisements continue to attract examiner scrutiny.

Reusable identities for compliance can slash duplicative LP onboarding tasks.