Regulation

Even without a passport, UK-based GPs could find it surprisingly easy to access EU capital after the country leaves the EU.

Policymakers are focused instead on establishing a smoother-running single market, according to Sven Gentner, head of asset management at the EC.

The SEC appoints its OCIE head and the FCA and ESMA disagree over delegation rules.

Many firms are unprepared for the General Data Protection Regulation, which will be enforced in May. Experts helped Claire Wilson put together a six-month compliance plan

The General Data Protection Regulation comes into force next May so it’s crucial firms prioritise their compliance.

Brexit has created uncertainty for UK fund managers, but the EU 27 will be fine without them, say delegates at the Association of the Luxembourg Fund Industry’s conference.

A stolen laptop with encryption software would count as a physical loss, not a data one.

The US-EU Privacy Shield does not impose adequate rules around the use of data by US firms, meaning some could flout their GDPR compliance.

Enforcement action from the SEC is falling. Is the agency becoming a soft-touch regulator?

Thomas Mayrhofer, chief financial officer for the Carlyle Group’s corporate private equity segment, explains what he considers best practice for the use of credit lines