Regulation

Firms will have 12 months to comply with the new regulation and will not have to submit paperwork to transition from the old version of the rule.

The regulation and compliance stories you may have missed in November.

Much-publicized regulatory change failed to materialize, but game-changing tax reform gathered pace. Claire Wilson reviews the impact of 2017 on private fund management operations

The Channel Islands fund hub is aiming to keep pace with EU regulatory change, according to law firm Carey Olsen.

Even without a passport, UK-based GPs could find it surprisingly easy to access EU capital after the country leaves the EU.

Policymakers are focused instead on establishing a smoother-running single market, according to Sven Gentner, head of asset management at the EC.

The SEC appoints its OCIE head and the FCA and ESMA disagree over delegation rules.

Many firms are unprepared for the General Data Protection Regulation, which will be enforced in May. Experts helped Claire Wilson put together a six-month compliance plan

The General Data Protection Regulation comes into force next May so it’s crucial firms prioritise their compliance.

Brexit has created uncertainty for UK fund managers, but the EU 27 will be fine without them, say delegates at the Association of the Luxembourg Fund Industry’s conference.