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Firms will have 12 months to comply with the new regulation and will not have to submit paperwork to transition from the old version of the rule.
The regulation and compliance stories you may have missed in November.
Much-publicized regulatory change failed to materialize, but game-changing tax reform gathered pace. Claire Wilson reviews the impact of 2017 on private fund management operations
Even without a passport, UK-based GPs could find it surprisingly easy to access EU capital after the country leaves the EU.
The SEC appoints its OCIE head and the FCA and ESMA disagree over delegation rules.
The General Data Protection Regulation comes into force next May so it’s crucial firms prioritise their compliance.
Brexit has created uncertainty for UK fund managers, but the EU 27 will be fine without them, say delegates at the Association of the Luxembourg Fund Industry’s conference.
Enforcement action from the SEC is falling. Is the agency becoming a soft-touch regulator?
Thomas Mayrhofer, chief financial officer for the Carlyle Group’s corporate private equity segment, explains what he considers best practice for the use of credit lines
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