Bill Myers
Study guide promises closer looks at marketing rule, valuations
As Washington pressures the industry, advice-of-counsel is becoming 'fertile ground' for litigation.
‘Quality controls and audit standards are necessary to maintaining this essential gatekeeping role,’ SEC says in fifth ‘gatekeeper’ case in two years.
The notice puts the industry on the clock.
Bill requires all large companies to track and report Scope 1, 2 and 3 emissions
'The clock is still ticking'
SEC enforcements pick up before end of fiscal year.
Regulators are focused on prior deficiencies, discipline, leadership changes and ‘market stresses.'
With two major rule packages pending, SEC presses firms on how they are managing cyber-risks.
On accelerated monitoring fees and indemnities, regulators discover they’ve had the power all along – bad news for those who would have challenged the relevant initial proposals from the SEC in court.
If you do not receive this within five minutes, please try to sign in again. If the problem persists, please email: