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Compliance & Regulation

This hour-long webinar features tips to prepare the new SEC-mandated form
This hour-long webinar features tips to prepare the new SEC-mandated form
'You cannot get deals if you’re not texting and your competitors are,' FirmScribe CEO says from Private Funds CFO membership forum
'Healthcare markets are a key site' in battle to reshape American society, top trustbuster says.
Nonbinding vote another signpost on Gary Gensler’s long and fraught road to reform
‘We have a duty to ensure that companies speak truthfully,’ SEC's Gurbir Grewal says in speech to Ohio State Law Journal.
The industry group representing private equity LPs is readying guidance for NAV facility reporting, set to be released in April, and faces parsing the SEC’s Private Fund Adviser rules package without input from the regulator while the rules face litigation.
Credit risk transfers and credit guaranties are on the menu for banks facing capital and limits headwinds.
‘Every manager has to go through an analysis of their structure,’ attorney warns,
Olibia Stamatoglou discusses how her firm is navigating rising regulatory pressures in an exclusive video interview, from Private Funds CFO’s New York Forum.
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