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Compliance & Regulation

Public and private markets have evolved in such a way that 'sophistication' is an outdated standard to divide the two, argues Chris Hayes, a partner at the government affairs firm Thorn Run Partners.
Brian Daly’s modest proposals hide grand ambitions, and the SEC loses a ‘seriously wrong’ voice.
Electronic magnifying glass in a digital space
‘This may be a time to whiteboard some new ideas,’ Simpson Thacher’s Adam Aderton says.
Sponsors are hustling to prepare for the updated data regulations, as deadlines loom and exam priorities are released.
Photo of faded $100 dollar bills layered over the US Capitol.
Private funds advocates have a lot (more) to be grateful for, California’s climate disclosure law is in limbo and Aussie regulators want a closer look at the private funds industry.
Dome of the US Capitol building
Advocates think they’re close to the most substantial capital markets legislation since the JOBS Act.
The closer private funds get to retail, the tougher the questions they will face, SEC exams division warns
The gummit’s back (for now), governor Kathy Hochul sits on a beneficial owners’ bill, AIC gets a new victim to field my calls – editors can do things, too – and a week ahead again (for now).
Photo of a hand touching projected AI features, representing the implementation of AI and automation in an industry.
Comply’s 2026 survey shows leaders eager for integrated calendars and AI-driven tools, but many still depend on spreadsheets and general-purpose platforms.
ILPA wrestles with the retail era, private funds wrestle with the era of volatile sanctions, and some initial impressions of the Zohran Mamdani era.
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