Compliance

three choices for hiring a CCO

How to choose a CCO

Need to find a chief compliance officer? Here is some insight to help you hire, outsource or nominate one of the team.

How to choose your next chief compliance officer

Doug Cornelius of Beacon Capital Partners gives his advice for private equity firms looking for a CCO.
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DOWNLOAD: Directory of compliance consultants with PE experience

Our downloadable directory contains key details to help you choose the right compliance consultant for your firm. Last updated on August 8 2019 with details for Hardin Compliance Consulting.
A valuation committee should meet quarterly

CFO Q&A: ‘CFOs should be involved’ in valuation committees for PE firms

Blinn Cirella, CFO of Saw Mill Capital, discusses the structure of valuation committees as well as how they should operate and who should be involved.

Section 502 under the microscope

There’s a section in the Stop Wall Street Looting Act of 2019 that deserves closer attention.

Why the SEC could be looking at alternative data

There are potential conflicts that could surface with the use of alternative data in private equity.

Low-funded secondaries and self-reporting to the SEC

Two things on the agenda today: what to do if you have an LP that needs early liquidity, and whether you should be reporting yourself to the SEC.

When to self-report to the SEC

In the wake of State Street’s recent $94.3m fine, we look at the difficult decision to self-report misconduct to the regulator.

Secret CFOs: ‘GDPR compliance has been a nightmare and a complete waste of time’

Three CFOs get honest about data privacy and tell us how they're dealing with increasing regulation.

How you may be misinterpreting GDPR

A privacy lawyer explains what US firms often get wrong about the regulation.
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