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Compliance & Regulation

Private Funds CFO's recent survey on fees and expenses shows that GPs are still shaping policy around PFAR standards.
Private fund managers are acing regulatorsโ€™ fee exams, Private Funds CFOโ€™s biennial fees-and-expenses survey shows. Theyโ€™ll have to keep passing it from now on.
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Affiliate title RCW has obtained exam requests from an ongoing exam related to interval funds run by an adviser. If your firm manages such a fund, it would be worthwhile to be aware of what examiners are asking
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It might be too early to learn any hard lessons from private creditโ€™s troubles. Itโ€™s never too early to read those troubles as a gentle reminder to measure twice, cut once.
Washingtonโ€™s front-loaded effort to CRUSH fraud adds more pressure in an already grinding environment.
Paul Atkins speaks as if heโ€™s said his last words on private credit. Private funds must hope thatโ€™s true.
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In separate actions, the SEC offers co-investment relief, and takes two more steps toward what supporters call โ€˜responsible retailization.โ€™
Compliance is a โ€˜little bit of a lie,โ€™ veteran compliance expert Amy Reeder Worley tells Private Funds CFO.
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SEC Chairman Paul Atkins wants private funds to show they can be good stewards without regulators hassling them. Whatever happens next, he owns it.
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David Woodcockโ€™s appointment may put a ceiling on the SECโ€™s enforcement ambitions, but it wonโ€™t lower the regulatory floor for private funds.
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