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Compliance & Regulation

Regulation-is-coming
Sponsors or GP-led secondaries processes should take care in the language they use to explain why they want to hold an asset for longer, writes Thiha Tun, a partner at Dechert.
Stricter Form D deadlines, increased thresholds, disclosure conditions all under review, sources say.
regulation Securities and Exchange Commission SEC GPs
Only about 17% of respondents to an EisnerAmper webinar poll said they were ‘very prepared’ for the proposed regulations.
Private fund managers are considering putting sanctions-related language in their fund documents in order to protect themselves from investor complaints and potential litigation down the road.
The compliance consulting firm made the hire as it becomes expands becomes more complex,' according to an announcement.
The proposed regulations could alter how insurance would be provided, but uncertainty over the final rules has frustrated stakeholders.
Grappling with European sustainable finance rules was one of the central themes of this year's Impact Investor Global Summit and uncertainty was order of the day.
With the SEC’s proposed rules requiring funds to back up their ESG claims, firms are turning to compliance and training to avoid enforcement crosshairs.
LPs are going to blame you for cybersecurity breaches and close calls, even if they caused them.
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