Words of caution: PFC Forum 2015

Earlier this year, industry compliance professionals gathered in midtown Manhattan to attend the PEI Private Fund Compliance Forum.

During the two-day event, CCOs shared best practices, exchanged warnings about inspectors’ focus areas during exams, and perhaps most importantly, heard from the SEC’s top inspector Marc Wyatt, who spoke about the need for more dialogue between the commission and registered advisers.

For full coverage of the event, click here.