SEC 'bad actor' rules to impact PE hiring
The SEC will ban private funds from using one of Regulation D's private placement routes if any of the firm's senior personnel or placement agents have been involved in securities crimes.
The SEC will ban private funds from using one of Regulation D's private placement routes if any of the firm's senior personnel or placement agents have been involved in securities crimes.
Copyright PEI Media
Not for publication, email or dissemination