A review of over 120 advisers’ answers for Form ADV marketing questions shows that all of them indicated they will use testimonials, Carl Ayers reports. The analysis, from affiliate title Regulatory Compliance Watch, comes ahead of advisers’ November deadline to abide by the SEC’s marketing rule.
Email prepared by Tom Auchterlonie
If you do not receive this within five minutes, please try to sign in again. If the problem persists, please email: