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Tom Auchterlonie

A cybersecurity illustrative image
The commission has re-opened the comment period on the rule for advisers, but firms can act now to bolster cyber risk management.
Man examines contract with magnifying glass
The trade group has issued guidance to address concerns over conflicts and the speed of GP-led deals.
Personnel depiction puzzle
The new head of Canada and LatAm investor relations joins as the NAV market continues to boom.
A puzzle image
German GP also promotes pair to partner, including infrastructure boss.
Illustration of businessmen pushing coins up and down slopes
The loans represent small portions of activity for the GP-led vehicles, but they can be used for certain funding and buyer needs.
Securities and Exchange Commission, SEC, Building in Washington DC. The SEC regulates stocks and bonds and related financial activities.
Regulator settled with the accused over allegedly mishandled audits of investment valuations.
An image showing an SEC illustration
Group largely backs two proposed items in SEC rule, but with compromise on legal liability.
A cybersecurity illustrated collage
Sticking to, and reinforcing, existing controls is critical to defending against bad actors looking to take advantage of the highly public event.
Letter blocks spelling out "credit rating"
Ratings could broaden investor base, and may open the door to a future capital markets solution for the fund instruments.
A puzzle image
The service provider’s hire in a growing business area builds on pipeline from investment firm.

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