SEC

Todd Hitt faces up to 20 years in prison on charges of misappropriating millions of dollars in investor funds to support an 'extravagant lifestyle' and make 'Ponzi-like' payments.

Christopher Hetner, a senior advisor to the agency’s chairman, has worked to strengthen cyber incident response planning and threat intelligence capabilities.

The secondaries market has come a long way; best practice around managing conflicts of interest has some way to go.

The Trump-appointee fills a position vacated by Michael Piwowar in July.

The SEC alleges the firm withheld information on an updated net asset value for stakes in its Fund III before a sale.

More than $3.3m was allegedly raised using boiler room tactics such as cold calling, with promises of as much as 24% annual investment returns.

The regulatory agency is seeking comment on proposals to ease restrictions that prohibit banks from investing in private equity funds.

An LP lobby group says a change in Delaware law and an SEC no-action letter unleashed a 'perfect storm' to the detriment of private fund investors.

Mid-term elections are approaching; now’s the time to remind your staff about the SEC’s view on campaign contributions.

Kristin Snyder replaces another longtime SEC officer, Jane Jarcho, who is retiring at the end of August.