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Republican SEC Commissioner Hester Peirce continues her rear-guard action against what she sees as regulatory overreach in ESG disclosures.
The former co-head of the SEC private funds unit speaks to Secondaries Investor about risks in the technical aspects of restructuring transactions.
Momentus CEO Mikhail Kokorich and his SPAC backers misled investors about Kokorich's national security 'threat,' the Commission claims.
Take a tour of the new RCW website
Rozenblit announced this week the launch of his firm, Iron Road Partners, to work with alternatives shops on preparing for regulatory examinations and investigations, among other things.
US Securities and Exchange Commission
Led by a Democratic majority, the new Commission is likely to take a different tack on private funds under Gary Gensler than under his predecessor. Compliance pros tell us what funds can do to stay on the SEC’s good side.
'The SEC must grow and evolve with the industry,' chairman says.
'If there’s even the remotest notion that something could cause a disclosure issue, put it in.'
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