Home Authors Posts by Bill Myers
Registered advisers struggle with registration, fees, valuations, conflicts of interest and MNPI, Commission data shows
SEC’s expanded exam intensifies focus on fees, expenses, audits, noisy exits and new investors.
The commission's Asset Management Advisory Committee has issued a series of recommendations that would help open up the market even wider to retail investors.
Carried interest, capital gains and SALT all sting but worse may be coming.
Momentus CEO Mikhail Kokorich and his SPAC backers misled investors about Kokorich's national security 'threat,' the Commission claims.
Michael Cohn will spend the next nine months under house arrest after he admitted to creeping into the Commission's database.
New Jersey Democrat Josh Gottheimer has raised more money from private equity, hedge funds and venture capital funds than any other House candidate.
A 'framework' approach, summa of chairman Jay Clayton's SEC career, comes over Democratic objections.
SEC chairman Jay Clayton wants an overhaul of the advertising rule that would bring private funds into scope by year end. The proposal has industry representatives up in arms.
SEC passes rule that supporters hope will attract more retail investors into private capital markets.