Bill Myers

The Federal Trade Commission has just given itself permission to crack down on mergers and private fund advisers are in the agency’s sights.

Democratic SEC commissioner Caroline Crenshaw says she'd like to see Nasdaq and other exchanges restore redemption thresholds for SPAC shareholders.

'We are concerned about misaligned incentives,' group says.

Led by a Democratic majority, the new Commission is likely to take a different tack on private funds under Gary Gensler than under his predecessor. Compliance pros tell us what funds can do to stay on the SEC’s good side.

The Foundry Capital Group case checks all the boxes for the SEC's 2021 exam priorities.