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Side gigs and technology pose new challenges for compliance teams.
As a firm’s de facto tech specialist, CCOs look to software to streamline operations and reduce compliance risks.
The commission wants to see private equity firms have robust controls to prevent the misuse of MNPI.
The deal is the third technology solutions acquisition in three years for the administrator
The lawyers will bolster the firm’s emerging manager program
The former Cooley special counsel joined the firm’s growing fund finance group in New York
Capital markets subcommittee said 'overly burdensome' regulations are limiting IPOs and capital formation.
Capital markets subcommittee looks to amend 'senseless regulations' that limit investors in private markets.
The tech and software-focused firm has appointed its first finance chief to handle growth and expanded finance needs