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California’s data law and cyber-risk management figure strongly on private equity agendas.
The regulator's Thaddeus North opinion gives guidance as to when enforcement action against chief compliance officers might be appropriate, write Sam Waldon and Erica Jones of Proskauer.
The US Securities and Exchange Commission
NB Alternatives Advisers was found to have improperly allocated compensation-related expenses to three private equity funds it advised.
A look at our most viewed content this year paints a clear picture about what CFOs want to know.
The 2018 TRACE Bribery Risk Matrix covering 200 countries and territories found that Somalia, Libya, Venezuela, Chad and Turkmenistan are riskiest.
Raju Hussain, CVC's compliance chief, explains how he keeps the $70bn firm on the right side of its many regulators and how he guided it through three exams.
a pile of papers
An SEC ruling on email monitoring has done little to clarify the limits of compliance chiefs’ liability.
30% of professionals said that their vesting schedule lasts more than five years, according to a survey by Heidrick and Struggles.
CVC Capital Partners' chief compliance officer, Raju Hussain, provides tips on how to get through the exam process.
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