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The private funds industry is waiting to see how much the Trump administration breaks with its predecessor’s antitrust priorities.
Affiliate title Regulatory Compliance Watch has obtained its first copy of an SEC examination document request letter sent to an adviser after the new Trump administration took office and it confirms that adviser advertisements continue to attract examiner scrutiny.
Reusable identities for compliance can slash duplicative LP onboarding tasks.
Wording of the expenses also left much to be desired.
Market observers expect a friendlier approach towards private equity and M&A from the FTC of a second Trump Administration, but GPs still shouldn’t expect lax antitrust enforcement.
Surprise turnaround may signal revival of state ‘crackdown’ on asset class.
The rapid adoption of AI technologies is redefining the role of the CFO, changing how they tackle everything from compliance to investor relations, writes Christian Davis, associate partner at commercial data solutions provider JMAN Group.
Securitize co-founder and president says the company is 'ecstatic' about the nomination.
Forum attendees stress that co-ordination between departments is crucial.
ESG and compliance are 'two separate goals' and should not be conflated, Railpen's Michael Marshall said on stage at a Responsible Investment Forum in London.