Home Regulation

Regulation

The private funds industry is waiting to see how much the Trump administration breaks with its predecessor’s antitrust priorities.
Closeup front view of a mid 50's female manager giving instructions to her team of 20's and 30's interns at a modern factory headquarters.
Affiliate title Regulatory Compliance Watch has obtained its first copy of an SEC examination document request letter sent to an adviser after the new Trump administration took office and it confirms that adviser advertisements continue to attract examiner scrutiny.
https://www.gettyimages.co.uk/detail/illustration/male-hand-holds-a-passport-with-the-boarding-royalty-free-illustration/1319852641?phrase=someone+handing+a+passport+cartoon
Reusable identities for compliance can slash duplicative LP onboarding tasks.
Financial misconduct note and accounting records. Fraud and auditing concept.
Wording of the expenses also left much to be desired.
The Federal Trade Commission building in Washington, DC
Market observers expect a friendlier approach towards private equity and M&A from the FTC of a second Trump Administration, but GPs still shouldn’t expect lax antitrust enforcement.
Surprise turnaround may signal revival of state ‘crackdown’ on asset class.
Christian David headshot
The rapid adoption of AI technologies is redefining the role of the CFO, changing how they tackle everything from compliance to investor relations, writes Christian Davis, associate partner at commercial data solutions provider JMAN Group.
Securities and Exchange Commission, SEC, Building in Washington DC. The SEC regulates stocks and bonds and related financial activities.
Securitize co-founder and president says the company is 'ecstatic' about the nomination.
Forum attendees stress that co-ordination between departments is crucial.
Michael Marshall, RailPen
ESG and compliance are 'two separate goals' and should not be conflated, Railpen's Michael Marshall said on stage at a Responsible Investment Forum in London.
pfcfo
pfcfo

Copyright PEI Media

Not for publication, email or dissemination