Regulation

More than one-third of private market professionals wait until the last minute to comply with new regulations, CSC study finds.

For now, it’s 'business as usual' for PE firms, after a court ruled the FTC exceeded its authority in proposing a blanket ban on non-competes. But regulatory scrutiny is likely far from over.

With the SEC’s proposed rules thrown out, private markets professionals have the opportunity to change the game instead, writes Bern Buys.

‘Wrong framework’, ‘Just another opponent’

The ‘back door’ for regulators

Why the US Court of Appeals decision was such a 'sledgehammer' to the SEC, and how ILPA sees a 'playbook' in future Fifth Circuit suits. Part one in a series of four.

'If the rule gets vacated, we are still going to push this project forward,' says ILPA’s Neal Prunier.

Iron Road Partners’ Igor Rozenblit – former co-head of the SEC's private funds unit – details concerns and red flags the regulator will be looking for following the passing of its private market rules last year.

Among other things, this proposal would mandate that advisers must verify a customer’s or an entity’s identity 'within a reasonable time before or after the customer’s account is opened.'

Deal documents bound employees to expansive MNPI rules; division head also pushes co-operation for leniency in personal messaging cases, notes AI usage risks.