Regulation

AI ‘can, should, and will catalyze a transformation of the technology of investment management,’ Brian Daly says, and regulators want industry’s input on where to put the guardrails.

SEC amendments are driving advisers to hard-wire response roles, testing regimes and reporting protocols.

Rather than seeing it as a threat, today’s finance leaders view artificial intelligence as a powerful enabler.

Private Funds CFO's Kellie Green and Graham Bippart outline some of the keynotes and panel discussions taking place at this year's event.

The volume of state antitrust legislation is lower than last year (so far), but the intensity is much, much higher. Meanwhile, AIC staffs up for state lobbying, portco counsels are sweating and Keith Cassidy is no longer merely ‘acting’ exams overlord.

The deadline looms for establishing local presences to provide core services.

AML rules deadline extended; UK regulators spare the rod in pet care; a German bill causes chaos in tax advisory services; and an SEC vet calls it a career.

Despite all the volatility, private funds came out ahead in 2025.

Lori Schock, the veteran SEC lawyer who helped the Commission build and maintain its Investor.gov website for more than a decade and a half, is calling it a career.

Brian Daly’s modest proposals hide grand ambitions, and the SEC loses a ‘seriously wrong’ voice.