Regulation

Registrants broke through triple digits at the industry organization’s London event, where the mood was optimistic, though the near-term future is filled with uncertainties.

Risk alert identifies shortcomings in advisers' P&Ps which "resulted in gaps for preventing violations of the marketing rule, books and records rule, or both."

A recent settlement likely means the SEC is already investigating the private funds sector for compliance breaches related to electronic messaging.

Proposed rules from the SEC impose significant new regulatory burdens on registered investment advisers and funds, according to Debevoise & Plimpton partners Charu Chandrasekhar and Kristin Snyder

Regulation, technology and shifting investor demands are changing what GPs require of fund service providers

Private markets regulation is proliferating at speed and service providers need to keep pace

'Healthcare markets are a key site' in battle to reshape American society, top trustbuster says.

Nonbinding vote another signpost on Gary Gensler’s long and fraught road to reform

Credit risk transfers and credit guaranties are on the menu for banks facing capital and limits headwinds.

‘Every manager has to go through an analysis of their structure,’ attorney warns,