Jennifer Banzaca
With the November elections fast approaching, firms need to remind employees about the rules of donating to a political campaign.
The firm names a dedicated CCO.
The fund finance specialist separated the finance and compliance roles in response to its own growth as well as increased regulation.
Robust disclosures need to be made about conflicts of interest.
Experts detail what needs to be disclosed, and when and how to disclose it, when it comes to SPAC and de-SPAC transactions, which are under heavy SEC scrutiny.
The treasury management and portfolio finance solutions provider’s former CFO left in June after an eight-month stint.
The ‘sheer cost’ of raising a fund is on the rise, according to a Proskauer report.
HarbourVest hires new CCO; M2O’s LP secondaries head departs
The firm nabbed Angelo Gordon’s CCO following the departure earlier this year of its former compliance chief.
The case for a second opinion on certain fairness opinions.
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