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Raju Hussain, CVC's compliance chief, explains how he keeps the $70bn firm on the right side of its many regulators and how he guided it through three exams.
Demands from investors and regulators may make Excel obsolete in the years to come, but the founders of software company qashqade argue there are solutions already available that will make it easy to escape today’s spreadsheet hassles.
Fund managers are faring better in SEC exams, but many still revise documents after a visit from the regulator.
Political stability is healthy for the economy, Delos Capital’s Sanjay Sanhoee says
Ballots are set for November 6, and firms are reminding their employees about rules relating to campaign contributions.
The regulator is taking a closer look into firms' cyber risk management programs as part of the examination process.
Todd Hitt faces up to 20 years in prison on charges of misappropriating millions of dollars in investor funds to support an 'extravagant lifestyle' and make 'Ponzi-like' payments.
The Trump administration will have 120 days to present a reorganization plan to Congress to transfer agencies, personnel, assets and obligations to the newly created IDFC.
Executives advise taking precautions as part of cyber risk management.
A world full of private equity capital is spurring major reforms in fund domiciles keen to claim a slice of the pie.
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