Compliance & Regulation

Electronic magnifying glass in a digital space, T5
‘This may be a time to whiteboard some new ideas,’ Simpson Thacher’s Adam Aderton says.
Sponsors are hustling to prepare for the updated data regulations, as deadlines loom and exam priorities are released.
Photo of faded $100 dollar bills layered over the US Capitol.
Private funds advocates have a lot (more) to be grateful for, California’s climate disclosure law is in limbo and Aussie regulators want a closer look at the private funds industry.
Dome of the US Capitol building
Advocates think they’re close to the most substantial capital markets legislation since the JOBS Act.
The closer private funds get to retail, the tougher the questions they will face, SEC exams division warns
The gummit’s back (for now), governor Kathy Hochul sits on a beneficial owners’ bill, AIC gets a new victim to field my calls – editors can do things, too – and a week ahead again (for now).
Photo of a hand touching projected AI features, representing the implementation of AI and automation in an industry.
Comply’s 2026 survey shows leaders eager for integrated calendars and AI-driven tools, but many still depend on spreadsheets and general-purpose platforms.
ILPA wrestles with the retail era, private funds wrestle with the era of volatile sanctions, and some initial impressions of the Zohran Mamdani era.
Private equity managers face heightened scrutiny not only for ambitious ESG claims but also for greenhushing, with AI playing a key role in holding firms accountable.
Snowball rolling down inclined snowy hill
California’s new healthcare laws aren’t existential threats to fund managers, but they alter the regulatory map. Debevoise & Plimpton attorneys Andrew Bab and Kim Le share some ideas to help orient yourself to the shifting risks of state antitrust enforcement.
pfcfo
pfcfo

Copyright PEI Media

Not for publication, email or dissemination