Compliance & Regulation

Agency disputes trade groups' standing, claims Congress authorized sweeping changes to protect ordinary Americans.
Crowds of people walking through a public space
Washington weighs (narrow) changes to allow projections in private placement memos.
Narrower review may squeeze private equity managers.
Report raises curtain on pending changes to private funds’ Reg D regime.
words ESG on a wood block and Future environmental conservation and sustainable ESG modernization development by using the technology of renewable resources to reduce pollution and carbon emission.
Experts see emerging field, metrics as enterprise-wide risk/opportunity.
‘When there’s a cyclical decline, certain risks pop up time and again… The SEC knows about them, too…’
More firms than ever are getting registered with the SEC as they grow and look to diversify their investor base – at the same time that the regulator’s scrutiny of the market has intensified.
An illustration of a person holding an object and viewing it through a magnifying glass. The image symbolizes market due diligence.
There has been an 'explosion' in LP demands regarding compliance, according to attendees at Private Funds CFO Network’s European Forum earlier this month.
Securities and Exchange Commission, SEC, Building in Washington DC. The SEC regulates stocks and bonds and related financial activities.
Five separate amicus briefs extend, underline arguments against most sweeping changes since Dodd-Frank.
Securities and Exchange Commission, SEC, Building in Washington DC. The SEC regulates stocks and bonds and related financial activities.
Cash recoveries down slightly from record-setting fiscal 2022, but caseload rises by 8%.
pfcfo
pfcfo

Copyright PEI Media

Not for publication, email or dissemination