Compliance & Regulation

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Private creditโ€™s economic troubles are causing political problems for the industry as regulators rethink some of their 'light touch' promises.
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Fund managers must show they can deliver good health outcomes if theyโ€™re going to stop the spread of antitrust and corporate-practice-of-medicine ideas.
The states prove to be a battlefield for private equityโ€™s future in healthcare, as antitrust and corporate-practice-of-medicine bills spread.
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GPsโ€™ marks feed into faster NAV setting โ€“ and they are subject to legal obligations and distributorsโ€™ oversight.
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Regulators use Trumpโ€™s 'America First' order to make it easier for (friendly) foreigners to invest here, private funds are โ€˜gatekeepers, not bystandersโ€™ in sanctions enforcement, litigation finance has permeated (and warped) the legal profession and Paul Weiss hires a new partner.
Jonathan Epstein has spent more than a decade pushing, pulling and pleading to allow retirement savers to invest in private funds. On the eve of a world-shaking rulemaking notice, he shares his thoughts on how we got here, and where we go next.
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The acquisition enables iCapital to offer sponsors solutions covering both individual and institutional investors.
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The SECโ€™s staff purge only looks like relief.
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Industry insiders warn that finance chiefs who delay data inventories and vendor outreach risk running out of time to meet the SECโ€™s cybersecurity requirements.
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AI โ€˜can, should, and will catalyze a transformation of the technology of investment management,โ€™ Brian Daly says, and regulators want industryโ€™s input on where to put the guardrails.
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