Legal/Compliance

Our next-gen list show how the private markets industry is embracing a younger, more diverse talent pool

Barney Frank, the former chairman of the House Financial Services Committee, took the forum by surprise with his compliance comments.

How utilizing the standards can help PE sponsors comply with the SEC’s new Marketing Rule and other requirements.

The complexity of doing business means PE and VC firms are seeing rising legal costs, according to a survey from Apperio.

'Technical error' swallowed comment on 11 SEC, nine SRO proposals, regulators say.

The service provider is looking to augment its ESG advisory moving forward.

Senior role entails pushing 'ambitious digitization plans' at the service provider.

Petra Funds Group took on the firm’s compliance, back- and middle-office teams while retaining it as a client.

The service provider hired a head of compliance for the region, and said it will offer four types of solutions in its new market.

Amid increasing scrutiny into private funds’ tax operations by regulators, lawyers share their advice to managers navigating the ever-changing environment.