No-action letter may open ‘new era’ for 506(c) fundraising, Latham & Watkins partner Joel Trotter says.
The private funds industry has high hopes the new guidance will ease ‘pain points.’
This hour-long webinar features tips to prepare the new SEC-mandated form
The private funds industry is waiting to see how much the Trump administration breaks with its predecessor’s antitrust priorities.
Both the SEC and the Republicans on the Hill argue for retail investor access to private funds, but hopes remain tempered by political and legal realities.
You might be getting dizzy by now, after a federal judge Feb. 18th granted a motion to reignite the reporting obligations under the Corporate Transparency Act
The debate over taxing carried interest has returned, as President Trump looks to prioritize middle-class tax relief.
'You may see a delay of the registered investment adviser FinCEN rule, but I do think it will come out in some format.'
Affiliate title Regulatory Compliance Watch has obtained its first copy of an SEC examination document request letter sent to an adviser after the new Trump administration took office and it confirms that adviser advertisements continue to attract examiner scrutiny.
New leaders at the SEC may bring a lighter touch to regulation but private fund managers should keep a firm hand on their compliance teams, legal experts warn.