Legal/Compliance

The compliance consulting firm made the hire as it becomes expands becomes more complex,' according to an announcement.

The proposed regulations could alter how insurance would be provided, but uncertainty over the final rules has frustrated stakeholders.

Managing change as you wrangle with new marketing rule; take our annual Fees & Expenses Survey.

There have been several recent reports that SEC examiners appear to be giving out more deficiencies. 'It was a book' was how one described a recent deficiency letter.

The law firm snags Davis Polk counsel amid PE and private credit practice growth.

The SEC is looking to take action against the auditor of a fund managed by Laurence Allen, who is appealing a ruling against him in a fraud case.

The firm has taken on a partner from Kirkland & Ellis to expand its regulatory capabilities.

JES Capital fraud last year shook the sub line credit world.

Robert Rizzo joins the firm’s private equity practice after nearly a decade at Willkie Farr & Gallagher.

Lawyers recommend updating insider trading policies to explicitly restrict trading by insiders in third party companies that could be considered 'economically linked'