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Legal/Compliance
Barney Frank, the former chairman of the House Financial Services Committee, took the forum by surprise with his compliance comments.
How utilizing the standards can help PE sponsors comply with the SEC’s new Marketing Rule and other requirements.
The complexity of doing business means PE and VC firms are seeing rising legal costs, according to a survey from Apperio.
'Technical error' swallowed comment on 11 SEC, nine SRO proposals, regulators say.
The service provider is looking to augment its ESG advisory moving forward.
Senior role entails pushing 'ambitious digitization plans' at the service provider.
Petra Funds Group took on the firm’s compliance, back- and middle-office teams while retaining it as a client.
Amid increasing scrutiny into private funds’ tax operations by regulators, lawyers share their advice to managers navigating the ever-changing environment.
A new survey of management company expenses offers insight into spending priorities of PE firms and shows the importance of determine where there is overspending and where more investment is needed, writes Jeff Gendel, principal at Gen II Fund Services.
Private fund managers are considering putting sanctions-related language in their fund documents in order to protect themselves from investor complaints and potential litigation down the road.
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