Home Regulation

Regulation

A visual collage illustration noting AI and ChatGPT
Managers’ adoption challenges include leaks of material non-public information and archiving.
A cybersecurity illustrative image
The commission has re-opened the comment period on the rule for advisers, but firms can act now to bolster cyber risk management.
Securities and Exchange Commission, SEC, Building in Washington DC. The SEC regulates stocks and bonds and related financial activities.
GPs will soon have to report on sponsor-initiated secondaries deals within 60 days from the end of each quarter, after the US regulator voted through the proposals Wednesday.
Regulatory and LP scrutiny of private funds’ cybersecurity management is only increasing, but what are today’s threats and how are firms responding?
Capital markets subcommittee looks to amend 'senseless regulations' that limit investors in private markets.
Securities and Exchange Commission, SEC, Building in Washington DC. The SEC regulates stocks and bonds and related financial activities.
Both Republicans and Democrats took the Commission's chairman to task on many SEC initiatives.
We asked Private Funds CFO’s New Faces of Finance to share their thoughts on DE&I, technology, and more.
An image showing an SEC illustration
Group largely backs two proposed items in SEC rule, but with compromise on legal liability.
The Securities and Exchange Commission's headquarters
GPs’ costs would rise due to more assets falling under qualified custodians mandate.
The new structure aims to make Jersey a more attractive offshore jurisdiction.
pfcfo
pfcfo

Copyright PEI Media

Not for publication, email or dissemination