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Regulatory & Compliance Analysis

Fundraising, AI and cybersecurity topped the agenda at our 2024 New York Forum as delegates pondered the multiple challenges facing the modern CFO. By Tom Auchterlonie, Jennifer Banzaca, Graham Bippart and Graeme Kerr
Extracted performance and attributions causing confusion for PE managers despite the Commission’s recent guidance.
'Compliance and marketing teams are in a challenging spot...'
Global private equity firms are creating ESG committees to help better comply with the rule.
'Technical error' swallowed comment on 11 SEC, nine SRO proposals, regulators say.
With the November elections fast approaching, firms need to remind employees about the rules of donating to a political campaign.
'This is not a theoretical risk,' expert warns
An image showing an SEC illustration
Many fear ‘unintended consequences’ from proposed rules.
An ESG-focused US SEC could be good news for more than just compliance consultants.

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