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Regulatory & Compliance Analysis
‘Limited partners know that there are going to be fees,’ Weil, Gotshal & Manges partner Andrew Dean says. ‘The question is, are you following what the LPA says? And then, as a fiduciary, have you disclosed your conflicts of interest?’
Public and private markets have evolved in such a way that 'sophistication' is an outdated standard to divide the two, argues Chris Hayes, a partner at the government affairs firm Thorn Run Partners.
Brian Daly’s modest proposals hide grand ambitions, and the SEC loses a ‘seriously wrong’ voice.
Private funds advocates have a lot (more) to be grateful for, California’s climate disclosure law is in limbo and Aussie regulators want a closer look at the private funds industry.
GPs still rely on human oversight to avoid costly errors in regulatory filings or investor communications.
The report from the fund administrator and fiduciary services provider finds that executives expect more fines and tighter regulations.
Some large GPs are hiring chief risk officers, but all firms might benefit from adopting the perspective of professionals like Catherine Addona-Peña of NASDAQ.
Artificial intelligence dominates any conversation about IT innovation, but how will it really impact back-office daily operations?
Dan McNamara, chief strategy officer and chief financial officer at MUFG Investor Services, describes the evolving role of CFOs and what it means for outsourcing in the private markets.