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Regulatory & Compliance Analysis
Washington’s front-loaded effort to CRUSH fraud adds more pressure in an already grinding environment.
Bay State regulators widen the blast radius.
Paul Atkins speaks as if he’s said his last words on private credit. Private funds must hope that’s true.
SEC Chairman Paul Atkins wants private funds to show they can be good stewards without regulators hassling them. Whatever happens next, he owns it.
David Woodcock’s appointment may put a ceiling on the SEC’s enforcement ambitions, but it won’t lower the regulatory floor for private funds.
FinCEN is taking tips even as it sorts out how to reward them, retail investors may make private funds give up some of their privacy and dispatches from the ‘SaaS-pocalypse…’
Proposal would offer safe harbor to pension fiduciaries who ‘objectively, thoroughly and analytically’ weigh one or more of six factors against clients’ needs, risk appetites.
FTC chairman Andrew Ferguson’s new healthcare task-force is the least he can do. Private fund managers hope they don’t see the most he can do.
Private fund managers are gatekeepers, not bystanders, LexisNexis Risk Solutions’ Vincent Gaudel says.
EisnerAmper accepts censure but ducks penalties as SEC heralds the firm’s remedial efforts to clean up after the Infinity Q scandal.