Compliance & Regulation

More firms than ever are getting registered with the SEC as they grow and look to diversify their investor base – at the same time that the regulator’s scrutiny of the market has intensified.

There has been an 'explosion' in LP demands regarding compliance, according to attendees at Private Funds CFO Network’s European Forum earlier this month.

Five separate amicus briefs extend, underline arguments against most sweeping changes since Dodd-Frank.

Cash recoveries down slightly from record-setting fiscal 2022, but caseload rises by 8%.

The two-stage process is based on analysis of common risks and 'transmission channels.'

The bureau wants to partner with private equity firms to understand and address the emerging threats facing the industry.

‘Each part of the rule is unnecessary, unworkable, and unduly burdensome,’ lawyers say in opening brief.

Penalties top $5bn, Grewal seeks 'three Es.'

Study guide promises closer looks at marketing rule, valuations

‘We are now in a world where banks lend, but nearly all the risk is transferred to investors,’ Democrat Crenshaw says.